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Form 144
Results: 602

#	Item
181	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-27 06:33:37 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
182	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-27 06:32:39 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Financial regulation
183	Investment Grade Securities Rulemaking - CR-101 Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2014-10-15 14:01:55 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Security Financial economics Financial system Form 144 United States Securities and Exchange Commission United States securities law 73rd United States Congress
184	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 29, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-09-29 06:14:31 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
185	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- ISE[removed]October 6, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-07 06:35:33 United States Securities and Exchange Commission Financial economics Finance Securities Exchange Act Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Self-regulatory organization Form 144 United States securities law Financial regulation 73rd United States Congress
186	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]September 11, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 09:14:23 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Government Financial economics Form 144 United States securities law United States Securities and Exchange Commission 73rd United States Congress
187	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 18, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 08:43:08 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
188	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 29, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-29 06:14:31 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
189	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 15, 2014 The U.S. Securities and Exchange Commission (Commission) announced the temporary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-15 06:29:10 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
190	Investment Grade Securities Rulemaking - CR-101 Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-10-15 14:01:55 Financial regulation New Deal Securities Act U.S. Securities and Exchange Commission Security Financial economics Financial system Form 144 United States Securities and Exchange Commission United States securities law 73rd United States Congress

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